3.01.2017 Doc of the Day

1. William Dean Howells, 1902.
2. Ralph Ellison, 1952.
3. Harry Belafonte, 1997, 2011.
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Numero Uno“The interesting experiment of one of our great publishing houses in putting out serially several volumes of short stories, with the hope that a courageous persistence may overcome the popular indifference to such collections when severally administered, suggests some questions as to this eldest form of fiction which I should like to ask the reader’s patience with.  I do not know that I shall be able to answer them, or that I shall try to do so; the vitality of a question that is answered seems to exhale in the event; it palpitates no longer; curiosity flutters away from the faded flower, which is fit then only to be folded away in the ‘hortus siccus’ of accomplished facts.  In view of this I may wish merely to state the problems and leave them for the reader’s solution, or, more amusingly, for his mystification.


One of the most amusing questions concerning the short story is why a form which is singly so attractive that every one likes to read a short story when he finds it alone is collectively so repellent as it is said to be. Before now I have imagined the case to be somewhat the same as that of a number of pleasant people who are most acceptable as separate householders, but who lose caste and cease to be desirable acquaintances when gathered into a boarding-house.

Yet the case is not the same quite, for we see that the short story where it is ranged with others of its species within the covers of a magazine is so welcome that the editor thinks his number the more brilliant the more short story writers he can call about his board, or under the roof of his pension. Here the boardinghouse analogy breaks, breaks so signally that I was lately moved to ask a distinguished editor why a book of short stories usually failed and a magazine usually succeeded because of them. He answered, gayly, that the short stories in most books of them were bad; that where they were good, they went; and he alleged several well-known instances in which books of prime short stories had a great vogue. He was so handsomely interested in my inquiry that I could not well say I thought some of the short stories which he had boasted in his last number were indifferent good, and yet, as he allowed, had mainly helped sell it. I had in mind many books of short stories of the first excellence which had failed as decidedly as those others had succeeded, for no reason that I could see; possibly there is really no reason in any literary success or failure that can be predicted, or applied in another Base.

I could name these books, if it would serve any purpose, but, in my doubt, I will leave the reader to think of them, for I believe that his indolence or intellectual reluctance is largely to blame for the failure of good books of short stories. He is commonly so averse to any imaginative exertion that he finds it a hardship to respond to that peculiar demand which a book of good short stories makes upon him. He can read one good short story in a magazine with refreshment, and a pleasant sense of excitement, in the sort of spur it gives to his own constructive faculty. But, if this is repeated in ten or twenty stories, he becomes fluttered and exhausted by the draft upon his energies; whereas a continuous fiction of the same quantity acts as an agreeable sedative. A condition that the short story tacitly makes with the reader, through its limitations, is that he shall subjectively fill in the details and carry out the scheme which in its small dimensions the story can only suggest; and the greater number of readers find this too much for their feeble powers, while they cannot resist the incitement to attempt it.

My theory does not wholly account for the fact (no theory wholly accounts for any fact), and I own that the same objections would lie from the reader against a number of short stories in a magazine. But it may be that the effect is not the same in the magazine because of the variety in the authorship, and because it would be impossibly jolting to read all the short stories in a magazine ‘seriatim’. On the other hand, the identity of authorship gives a continuity of attraction to the short stories in a book which forms that exhausting strain upon the imagination of the involuntary co-partner.


Then, what is the solution as to the form of publication for short stories, since people do not object to them singly but collectively, and not in variety, but in identity of authorship? Are they to be printed only in the magazines, or are they to be collected in volumes combining a variety of authorship? Rather, I could wish, it might be found feasible to purvey them in some pretty shape where each would appeal singly to the reader and would not exhaust him in the subjective after-work required of him. In this event many short stories now cramped into undue limits by the editorial exigencies of the magazines might expand to greater length and breadth, and without ceasing to be each a short story might not make so heavy a demand upon the subliminal forces of the reader.

If any one were to say that all this was a little fantastic, I should not contradict him; but I hope there is some reason in it, if reason can help the short story to greater favor, for it is a form which I have great pleasure in as a reader, and pride in as an American. If we have not excelled all other moderns in it, we have certainly excelled in it; possibly because we are in the period of our literary development which corresponds to that of other peoples when the short story pre-eminently flourished among them. But when one has said a thing like this, it immediately accuses one of loose and inaccurate statement, and requires one to refine upon it, either for one’s own peace of conscience or for one’s safety from the thoughtful reader. I am not much afraid of that sort of reader, for he is very rare, but I do like to know myself what I mean, if I mean anything in particular.

In this instance I am obliged to ask myself whether our literary development can be recognized separately from that of the whole English- speaking world. I think it can, though, as I am always saying American literature is merely a condition of English literature. In some sense every European literature is a condition of some other European literature, yet the impulse in each eventuates, if it does not originate indigenously. A younger literature will choose, by a sort of natural selection, some things for assimilation from an elder literature, for no more apparent reason than it will reject other things, and it will transform them in the process so that it will give them the effect of indigeneity. The short story among the Italians, who called it the novella, and supplied us with the name devoted solely among us to fiction of epical magnitude, refined indefinitely upon the Greek romance, if it derived from that; it retrenched itself in scope, and enlarged itself in the variety of its types. But still these remained types, and they remained types with the French imitators of the Italian novella. It was not till the Spaniards borrowed the form of the novella and transplanted it to their racier soil that it began to bear character, and to fruit in the richness of their picaresque fiction. When the English borrowed it they adapted it, in the metrical tales of Chaucer, to the genius of their nation, which was then both poetical and humorous. Here it was full of character, too, and more and more personality began to enlarge the bounds of the conventional types and to imbue fresh ones. But in so far as the novella was studied in the Italian sources, the French, Spanish, and English literatures were conditions of Italian literature as distinctly, though, of course, not so thoroughly, as American literature is a condition of English literature. Each borrower gave a national cast to the thing borrowed, and that is what has happened with us, in the full measure that our nationality has differenced itself from the English.

Whatever truth there is in all this, and I will confess that a good deal of it seems to me hardy conjecture, rather favors my position that we are in some such period of our literary development as those other peoples when the short story flourished among them. Or, if I restrict our claim, I may safely claim that they abundantly had the novella when they had not the novel at all, and we now abundantly have the novella, while we have the novel only subordinately and of at least no such quantitative importance as the English, French, Spanish, Norwegians, Russians, and some others of our esteemed contemporaries, not to name the Italians. We surpass the Germans, who, like ourselves, have as distinctly excelled in the modern novella as they have fallen short in the novel. Or, if I may not quite say this, I will make bold to say that I can think of many German novelle that I should like to read again, but scarcely one German novel; and I could honestly say the same of American novelle, though not of American novels.


The abeyance, not to say the desuetude, that the novella fell into for several centuries is very curious, and fully as remarkable as the modern rise of the short story. It began to prevail in the dramatic form, for a play is a short story put on the stage; it may have satisfied in that form the early love of it, and it has continued to please in that form; but in its original shape it quite vanished, unless we consider the little studies and sketches and allegories of the Spectator and Tatler and Idler and Rambler and their imitations on the Continent as guises of the novella. The germ of the modern short story may have survived in these, or in the metrical form of the novella which appeared in Chaucer and never wholly disappeared. With Crabbe the novella became as distinctly the short story as it has become in the hands of Miss Wilkins. But it was not till our time that its great merit as a form was felt, for until our time so great work was never done with it. I remind myself of Boccaccio, and of the Arabian Nights, without the wish to hedge from my bold stand. They are all elemental; compared with some finer modern work which deepens inward immeasurably, they are all of their superficial limits. They amuse, but they do not hold, the mind and stamp it with large and profound impressions.

An Occidental cannot judge the literary quality of the Eastern tales; but I will own my suspicion that the perfection of the Italian work is philological rather than artistic, while the web woven by Mr. James or Miss Jewett, by Kielland or Bjornson, by Maupassant, by Palacio Valdes, by Giovanni Verga, by Tourguenief, in one of those little frames seems to me of an exquisite color and texture and of an entire literary preciousness, not only as regards the diction, but as regards those more intangible graces of form, those virtues of truth and reality, and those lasting significances which distinguish the masterpiece.

The novella has in fact been carried so far in the short story that it might be asked whether it had not left the novel behind, as to perfection of form; though one might not like to affirm this. Yet there have been but few modern fictions of the novel’s dimensions which have the beauty of form many a novella embodies. Is this because it is easier to give form in the small than in the large, or only because it is easier to hide formlessness? It is easier to give form in the novella than in the novel, because the design of less scope can be more definite, and because the persons and facts are fewer, and each can be more carefully treated. But, on the other hand, the slightest error in execution shows more in the small than in the large, and a fault of conception is more evident. The novella must be clearly imagined, above all things, for there is no room in it for those felicities of characterization or comment by which the artist of faltering design saves himself in the novel.


The question as to where the short story distinguishes itself from the anecdote is of the same nature as that which concerns the bound set between it and the novel. In both cases the difference of the novella is in the motive, or the origination. The anecdote is too palpably simple and single to be regarded as a novella, though there is now and then a novella like The Father, by Bjornson, which is of the actual brevity of the anecdote, but which, when released in the reader’s consciousness, expands to dramatic dimensions impossible to the anecdote. Many anecdotes have come down from antiquity, but not, I believe, one short story, at least in prose; and the Italians, if they did not invent the story, gave us something most sensibly distinguishable from the classic anecdote in the novella. The anecdote offers an illustration of character, or records a moment of action; the novella embodies a drama and develops a type.

It is not quite so clear as to when and where a piece of fiction ceases to be a novella and becomes a novel. The frontiers are so vague that one is obliged to recognize a middle species, or rather a middle magnitude, which paradoxically, but necessarily enough, we call the novelette. First we have the short story, or novella, then we have the long story, or novel, and between these we have the novelette, which is in name a smaller than the short story, though it is in point of fact two or three times longer than a short story. We may realize them physically if we will adopt the magazine parlance and speak of the novella as a one-number story, of the novel as a serial, and of the novelette as a two-number or a three-number story; if it passes the three-number limit it seems to become a novel. As a two-number or three-number story it is the despair of editors and publishers. The interest of so brief a serial will not mount sufficiently to carry strongly over from month to month; when the tale is completed it will not make a book which the Trade (inexorable force!) cares to handle. It is therefore still awaiting its authoritative avatar, which it will be some one’s prosperity and glory to imagine; for in the novelette are possibilities for fiction as yet scarcely divined.

The novelette can have almost as perfect form as the novella. In fact, the novel has form in the measure that it approaches the novelette; and some of the most symmetrical modern novels are scarcely more than novelettes, like Tourguenief’s Dmitri Rudine, or his Smoke, or Spring Floods. The Vicar of Wakefield, the father of the modern novel, is scarcely more than a novelette, and I have sometimes fancied, but no doubt vainly, that the ultimated novel might be of the dimensions of Hamlet. If any one should say there was not room in Hamlet for the character and incident requisite in a novel, I should be ready to answer that there seemed a good deal of both in Hamlet.

But no doubt there are other reasons why the novel should not finally be of the length of Hamlet, and I must not let my enthusiasm for the novelette carry me too far, or, rather, bring me up too short. I am disposed to dwell upon it, I suppose, because it has not yet shared the favor which the novella and the novel have enjoyed, and because until somebody invents a way for it to the public it cannot prosper like the one-number story or the serial. I should like to say as my last word for it here that I believe there are many novels which, if stripped of their padding, would turn out to have been all along merely novelettes in disguise.

It does not follow, however, that there are many novelle which, if they were duly padded, would be found novelettes. In that dim, subjective region where the aesthetic origins present themselves almost with the authority of inspirations there is nothing clearer than the difference between the short-story motive and the long-story motive. One, if one is in that line of work, feels instinctively just the size and carrying power of the given motive. Or, if the reader prefers a different figure, the mind which the seed has been dropped into from Somewhere is mystically aware whether the seed is going to grow up a bush or is going to grow up a tree, if left to itself. Of course, the mind to which the seed is intrusted may play it false, and wilfully dwarf the growth, or force it to unnatural dimensions; but the critical observer will easily detect the fact of such treasons. Almost in the first germinal impulse the inventive mind forefeels the ultimate difference and recognizes the essential simplicity or complexity of the motive. There will be a prophetic subdivision into a variety of motives and a multiplication of characters and incidents and situations; or the original motive will be divined indivisible, and there will be a small group of people immediately interested and controlled by a single, or predominant, fact. The uninspired may contend that this is bosh, and I own that something might be said for their contention, but upon the whole I think it is gospel.

The right novel is never a congeries of novelle, as might appear to the uninspired. If it indulges even in episodes, it loses in reality and vitality. It is one stock from which its various branches put out, and form it a living growth identical throughout. The right novella is never a novel cropped back from the size of a tree to a bush, or the branch of a tree stuck into the ground and made to serve for a bush. It is another species, destined by the agencies at work in the realm of unconsciousness to be brought into being of its own kind, and not of another.


This was always its case, but in the process of time the short story, while keeping the natural limits of the primal novella (if ever there was one), has shown almost limitless possibilities within them. It has shown itself capable of imparting the effect of every sort of intention, whether of humor or pathos, of tragedy or comedy or broad farce or delicate irony, of character or action. The thing that first made itself known as a little tale, usually salacious, dealing with conventionalized types and conventionalized incidents, has proved itself possibly the most flexible of all the literary forms in its adaptation to the needs of the mind that wishes to utter itself, inventively or constructively, upon some fresh occasion, or wishes briefly to criticise or represent some phase or fact of life.

The riches in this shape of fiction are effectively inestimable, if we consider what has been done in the short story, and is still doing everywhere. The good novels may be easily counted, but the good novelle, since Boccaccio began (if it was he that first began) to make them, cannot be computed. In quantity they are inexhaustible, and in quality they are wonderfully satisfying. Then, why is it that so very, very few of the most satisfactory of that innumerable multitude stay by you, as the country people say, in characterization or action? How hard it is to recall a person or a fact out of any of them, out of the most signally good! We seem to be delightfully nourished as we read, but is it, after all, a full meal? We become of a perfect intimacy and a devoted friendship with the men and women in the short stories, but not apparently of a lasting acquaintance. It is a single meeting we have with them, and though we instantly love or hate them dearly, recurrence and repetition seem necessary to that familiar knowledge in which we hold the personages in a novel.

It is here that the novella, so much more perfect in form, shows its irremediable inferiority to the novel, and somehow to the play, to the very farce, which it may quantitatively excel. We can all recall by name many characters out of comedies and farces; but how many characters out of short stories can we recall? Most persons of the drama give themselves away by name for types, mere figments of allegory, and perhaps oblivion is the penalty that the novella pays for the fineness of its characterizations; but perhaps, also, the dramatic form has greater facilities for repetition, and so can stamp its persons more indelibly on the imagination than the narrative form in the same small space. The narrative must give to description what the drama trusts to representation; but this cannot account for the superior permanency of the dramatic types in so great measure as we might at first imagine, for they remain as much in mind from reading as from seeing the plays. It is possible that as the novella becomes more conscious, its persons will become more memorable; but as it is, though we now vividly and with lasting delight remember certain short stories, we scarcely remember by name any of the people in them. I may be risking too much in offering an instance, but who, in even such signal instances as The Revolt of Mother, by Miss Wilkins, or The Dulham Ladies, by Miss Jewett, can recall by name the characters that made them delightful?


The defect of the novella which we have been acknowledging seems an essential limitation; but perhaps it is not insuperable; and we may yet have short stories which shall supply the delighted imagination with creations of as much immortality as we can reasonably demand. The structural change would not be greater than the moral or material change which has been wrought in it since it began as a yarn, gross and palpable, which the narrator spun out of the coarsest and often the filthiest stuff, to snare the thick fancy or amuse the lewd leisure of listeners willing as children to have the same persons and the same things over and over again. Now it has not only varied the persons and things, but it has refined and verified them in the direction of the natural and the supernatural, until it is above all other literary forms the vehicle of reality and spirituality. When one thinks of a bit of Mr. James’s psychology in this form, or a bit of Verga’s or Kielland’s sociology, or a bit of Miss Jewett’s exquisite veracity, one perceives the immense distance which the short story has come on the way to the height it has reached. It serves equally the ideal and the real; that which it is loath to serve is the unreal, so that among the short stories which have recently made reputations for their authors very few are of that peculiar cast which we have no name for but romanticistic. The only distinguished modern writer of romanticistic novelle whom I can think of is Mr. Bret Harte, and he is of a period when romanticism was so imperative as to be almost a condition of fiction. I am never so enamoured of a cause that I will not admit facts that seem to tell against it, and I will allow that this writer of romanticistic short stories has more than any other supplied us with memorable types and characters. We remember Mr. John Oakhurst by name; we remember Kentuck and Tennessee’s Partner, at least by nickname; and we remember their several qualities. These figures, if we cannot quite consent that they are persons, exist in our memories by force of their creator’s imagination, and at the moment I cannot think of any others that do, out of the myriad of American short stories, except Rip Van Winkle out of Irving’s Legend of Sleepy Hollow, and Marjorie Daw out of Mr. Aldrich’s famous little caprice of that title, and Mr. James’s Daisy Miller.

It appears to be the fact that those writers who have first distinguished themselves in the novella have seldom written novels of prime order. Mr. Kipling is an eminent example, but Mr. Kipling has yet a long life before him in which to upset any theory about him, and one can only instance him provisionally. On the other hand, one can be much more confident that the best novelle have been written by the greatest novelists, conspicuously Maupassant, Verga, Bjornson, Mr. Thomas Hardy, Mr. James, Mr. Cable, Tourguenief, Tolstoy, Valdes, not to name others. These have, in fact, all done work so good in this form that one is tempted to call it their best work. It is really not their best, but it is work so good that it ought to have equal acceptance with their novels, if that distinguished editor was right who said that short stories sold well when they were good short stories. That they ought to do so is so evident that a devoted reader of them, to whom I was submitting the anomaly the other day, insisted that they did. I could only allege the testimony of publishers and authors to the contrary, and this did not satisfy him.

It does not satisfy me, and I wish that the general reader, with whom the fault lies, could be made to say why, if he likes one short story by itself and four short stories in a magazine, he does not like, or will not have, a dozen short stories in a book. This was the baffling question which I began with and which I find myself forced to end with, after all the light I have thrown upon the subject. I leave it where I found it, but perhaps that is a good deal for a critic to do. If I had left it anywhere else the reader might not feel bound to deal with it practically by reading all the books of short stories he could lay hands on, and either divining why he did not enjoy them, or else forever foregoing his prejudice against them because of his pleasure in them. …

A recently lecturing Englishman is reported to have noted the unenviable primacy of the United States among countries where the struggle for material prosperity has been disastrous to the pursuit of literature.  He said, or is said to have said (one cannot be too careful in attributing to a public man the thoughts that may be really due to an imaginative frame in the reporter), that among us, ‘the old race of writers of distinction, such as Longfellow, Bryant, Holmes, and Washington Irving, have (sic) died out, and the Americans who are most prominent in cultivated European opinion in art or literature, like Sargent, Henry James, or Marion Crawford, live habitually out of America, and draw their inspiration from England, France, and Italy.’


If this were true, I confess that I am so indifferent to what many Americans glory in that it would not distress me, or wound me in the sort of self-love which calls itself patriotism. If it would at all help to put an end to that struggle for material prosperity which has eventuated with us in so many millionaires and so many tramps, I should be glad to believe that it was driving our literary men out of the country. This would be a tremendous object-lesson, and might be a warning to the millionaires and the tramps. But I am afraid it would not have this effect, for neither our very rich nor our very poor care at all for the state of polite learning among us; though for the matter of that, I believe that economic conditions have little to do with it; and that if a general mediocrity of fortune prevailed and there were no haste to be rich and to get poor, the state of polite learning would not be considerably affected. As matters stand, I think we may reasonably ask whether the Americans “most prominent in cultivated European opinion,” the Americans who “live habitually out of America,” are not less exiles than advance agents of the expansion now advertising itself to the world. They may be the vanguard of the great army of adventurers destined to overrun the earth from these shores, and exploit all foreign countries to our advantage. They probably themselves do not know it, but in the act of “drawing their inspiration” from alien scenes, or taking their own where they find it, are not they simply transporting to Europe “the struggle for material prosperity,” which Sir Lepel supposes to be fatal to them here?

There is a question, however, which comes before this, and that is the question whether they have quitted us in such numbers as justly to alarm our patriotism. Qualitatively, in the authors named and in the late Mr. Bret Harte, Mr. Harry Harland, and the late Mr. Harold Frederic, as well as in Mark Twain, once temporarily resident abroad, the defection is very great; but quantitatively it is not such as to leave us without a fair measure of home-keeping authorship. Our destitution is not nearly so great now in the absence of Mr. James and Mr. Crawford as it was in the times before the “struggle for material prosperity” when Washington Irving went and lived in England and on the European continent well-nigh half his life.

Sir Lepel Griffin—or Sir Lepel Griffin’s reporter—seems to forget the fact of Irving’s long absenteeism when he classes him with “the old race” of eminent American authors who stayed at home. But really none of those he names were so constant to our air as he seems—or his reporter seems —to think. Longfellow sojourned three or four years in Germany, Spain, and Italy; Holmes spent as great time in Paris; Bryant was a frequent traveller, and each of them “drew his inspiration” now and then from alien sources. Lowell was many years in Italy, Spain, and England; Motley spent more than half his life abroad; Hawthorne was away from us nearly a decade.


If I seem to be proving too much in one way, I do not feel that I am proving too much in another. My facts go to show that the literary spirit is the true world-citizen, and is at home everywhere. If any good American were distressed by the absenteeism of our authors, I should first advise him that American literature was not derived from the folklore of the red Indians, but was, as I have said once before, a condition of English literature, and was independent even of our independence. Then I should entreat him to consider the case of foreign authors who had found it more comfortable or more profitable to live out of their respective countries than in them. I should allege for his consolation the case of Byron, Shelley, and Leigh Hunt, and more latterly that of the Brownings and Walter Savage Landor, who preferred an Italian to an English sojourn; and yet more recently that of Mr. Rudyard Kipling, who voluntarily lived several years in Vermont, and has “drawn his inspiration” in notable instances from the life of these States. It will serve him also to consider that the two greatest Norwegian authors, Bjornsen and Ibsen, have both lived long in France and Italy. Heinrich Heine loved to live in Paris much better than in Dusseldorf, or even in Hamburg; and Tourguenief himself, who said that any man’s country could get on without him, but no man could get on without his country, managed to dispense with his own in the French capital, and died there after he was quite free to go back to St. Petersburg. In the last century Rousseau lived in France rather than Switzerland; Voltaire at least tried to live in Prussia, and was obliged to a long exile elsewhere; Goldoni left fame and friends in Venice for the favor of princes in Paris.

Literary absenteeism, it seems to me, is not peculiarly an American vice or an American virtue.  It is an expression and a proof of the modern sense which enlarges one’s country to the bounds of civilization.  I cannot think it justly a reproach in the eyes of the world, and if any American feels it a grievance, I suggest that he do what he can to have embodied in the platform of his party a plank affirming the right of American authors to a public provision that will enable them to live as agreeably at home as they can abroad on the same money.  In the mean time, their absenteeism is not a consequence of ‘the struggle for material prosperity,’ not a high disdain of the strife which goes on not less in Europe than in America, and must, of course, go on everywhere as long as competitive conditions endure, but is the result of chances and preferences which mean nothing nationally calamitous or discreditable. …

No thornier theme could well be suggested than I was once invited to consider by an Englishman who wished to know how far American politicians were scholars, and how far American authors took part in politics.  In my mind I first revolted from the inquiry, and then I cast about, in the fascination it began to have for me, to see how I might handle it and prick myself least.  In a sort, which it would take too long to set forth, politics are very intimate matters with us, and if one were to deal quite frankly with the politics of a contemporary author, one might accuse one’s self of an unwarrantable personality.  So, in what I shall have to say in answer to the question asked me, I shall seek above all things not to be quite frank.


My uncandor need not be so jealously guarded in speaking of authors no longer living. Not to go too far back among these, it is perfectly safe to say that when the slavery question began to divide all kinds of men among us, Lowell, Longfellow, Whittier, Curtis, Emerson, and Bryant more or less promptly and openly took sides against slavery. Holmes was very much later in doing so, but he made up for his long delay by his final strenuousness; as for Hawthorne, he was, perhaps, too essentially a spectator of life to be classed with either party, though his associations, if not his sympathies, were with the Northern men who had Southern principles until the civil war came. After the war, when our political questions ceased to be moral and emotional and became economic and sociological, literary men found their standing with greater difficulty. They remained mostly Republicans, because the Republicans were the anti-slavery party, and were still waging war against slavery in their nerves.

I should say that they also continued very largely the emotional tradition in politics, and it is doubtful if in the nature of things the politics of literary men can ever be otherwise than emotional. In fact, though the questions may no longer be so, the politics of vastly the greater number of Americans are so. Nothing else would account for the fact that during the last ten or fifteen years men have remained Republicans and remained Democrats upon no tangible issues except of office, which could practically concern only a few hundreds or thousands out of every million voters. Party fealty is praised as a virtue, and disloyalty to party is treated as a species of incivism next in wickedness to treason. If any one were to ask me why then American authors were not active in American politics, as they once were, I should feel a certain diffidence in replying that the question of other people’s accession to office was, however emotional, unimportant to them as compared with literary questions. I should have the more diffidence because it might be retorted that literary men were too unpractical for politics when they did not deal with moral issues.

Such a retort would be rather mild and civil, as things go, and might even be regarded as complimentary. It is not our custom to be tender with any one who doubts if any actuality is right, or might not be bettered, especially in public affairs. We are apt to call such a one out of his name and to punish him for opinions he has never held. This may be a better reason than either given why authors do not take part in politics with us. They are a thin-skinned race, fastidious often, and always averse to hard knocks; they are rather modest, too, and distrust their fitness to lead, when they have quite a firm faith in their convictions. They hesitate to urge these in the face of practical politicians, who have a confidence in their ability to settle all affairs of State not surpassed even by that of business men in dealing with economic questions.

I think it is a pity that our authors do not go into politics at least for the sake of the material it would yield them; but really they do not. Our politics are often vulgar, but they are very picturesque; yet, so far, our fiction has shunned them even more decidedly than it has shunned our good society—which is not picturesque or apparently anything but a tiresome adaptation of the sort of drama that goes on abroad under the same name. In nearly the degree that our authors have dealt with our politics as material, they have given the practical politicians only too much reason to doubt their insight and their capacity to understand the mere machinery, the simplest motives, of political life.


There are exceptions, of course, and if my promise of reticence did not withhold me I might name some striking ones. Privately and unprofessionally, I think our authors take as vivid an interest in public affairs as any other class of our citizens, and I should be sorry to think that they took a less intelligent interest. Now and then, but only very rarely, one of them speaks out, and usually on the unpopular side. In this event he is spared none of the penalties with which we like to visit difference of opinion; rather they are accumulated on him.

Such things are not serious, and they are such as no serious man need shrink from, but they have a bearing upon what I am trying to explain, and in a certain measure they account for a certain attitude in our literary men. No one likes to have stones, not to say mud, thrown at him, though they are not meant to hurt him badly and may be partly thrown in joke. But it is pretty certain that if a man not in politics takes them seriously, he will have more or less mud, not to say stones, thrown at him. He might burlesque or caricature them, or misrepresent them, with safety; but if he spoke of public questions with heart and conscience, he could not do it with impunity, unless he were authorized to do so by some practical relation to them. I do not mean that then he would escape; but in this country, where there were once supposed to be no classes, people are more strictly classified than in any other. Business to the business man, law to the lawyer, medicine to the physician, politics to the politician, and letters to the literary man; that is the rule. One is not expected to transcend his function, and commonly one does not. We keep each to his last, as if there were not human interests, civic interests, which had a higher claim than the last upon our thinking and feeling. The tendency has grown upon us severally and collectively through the long persistence of our prosperity; if public affairs were going ill, private affairs were going so well that we did not mind the others; and we Americans are, I think, meridional in our improvidence. We are so essentially of to-day that we behave as if to-morrow no more concerned us than yesterday. We have taught ourselves to believe that it will all come out right in the end so long that we have come to act upon our belief; we are optimistic fatalists.


The turn which our politics have taken towards economics, if I may so phrase the rise of the questions of labor and capital, has not largely attracted literary men. It is doubtful whether Edward Bellamy himself, whose fancy of better conditions has become the abiding faith of vast numbers of Americans, supposed that he was entering the field of practical politics, or dreamed of influencing elections by his hopes of economic equality. But he virtually founded the Populist party, which, as the vital principle of the Democratic party, came so near electing its candidate for the Presidency some years ago; and he is to be named first among our authors who have dealt with politics on their more human side since the days of the old antislavery agitation. Without too great disregard of the reticence concerning the living which I promised myself, I may mention Dr. Edward Everett Hale and Colonel Thomas Wentworth Higginson as prominent authors who encouraged the Nationalist movement eventuating in Populism, though they were never Populists. It may be interesting to note that Dr. Hale and Colonel Higginson, who later came together in their sociological sympathies, were divided by the schism of 1884, when the first remained with the Republicans and the last went off to the Democrats. More remotely, Colonel Higginson was anti slavery almost to the point of Abolitionism, and he led a negro regiment in the war. Dr. Hale was of those who were less radically opposed to slavery before the war, but hardly so after it came. Since the war a sort of refluence of the old anti-slavery politics carried from his moorings in Southern tradition Mr. George W. Cable, who, against the white sentiment of his section, sided with the former slaves, and would, if the indignant renunciation of his fellow-Southerners could avail, have consequently ceased to be the first of Southern authors, though he would still have continued the author of at least one of the greatest American novels.

If I must burn my ships behind me in alleging these modern instances, as I seem really to be doing, I may mention Mr. R. W. Gilder, the poet, as an author who has taken part in the politics of municipal reform, Mr. Hamlin Garland has been known from the first as a zealous George man, or single-taxer. Mr. John Hay, Mr. Theodore Roosevelt, and Mr. Henry Cabot Lodge are Republican politicians, as well as recognized literary men. Mr. Joel Chandler Harris, when not writing Uncle Remus, writes political articles in a leading Southern journal. Mark Twain is a leading anti-imperialist.


I am not sure whether I have made out a case for our authors or against them; perhaps I have not done so badly; but I have certainly not tried to be exhaustive; the exhaustion is so apt to extend from the subject to the reader, and I wish to leave him in a condition to judge for himself whether American literary men take part in American politics or not. I think they bear their share, in the quieter sort of way which we hope (it may be too fondly) is the American way. They are none of them politicians in the Latin sort. Few, if any, of our statesmen have come forward with small volumes of verse in their hands as they used to do in Spain; none of our poets or historians have been chosen Presidents of the republic as has happened to their French confreres; no great novelist of ours has been exiled as Victor Hugo was, or atrociously mishandled as Zola has been, though I have no doubt that if, for instance, one had once said the Spanish war wrong he would be pretty generally ‘conspue’. They have none of them reached the heights of political power, as several English authors have done; but they have often been ambassadors, ministers, and consuls, though they may not often have been appointed for political reasons. I fancy they discharge their duties in voting rather faithfully, though they do not often take part in caucuses or conventions.

As for the other half of the question—how far American politicians are scholars—one’s first impulse would be to say that they never were so. But I have always had an heretical belief that there were snakes in Ireland; and it may be some such disposition to question authority that keeps me from yielding to this impulse. The law of demand and supply alone ought to have settled the question in favor of the presence of the scholar in our politics, there has been such a cry for him among us for almost a generation past. Perhaps the response has not been very direct, but I imagine that our politicians have never been quite so destitute of scholarship as they would sometimes make appear. I do not think so many of them now write a good style, or speak a good style, as the politicians of forty, or fifty, or sixty years ago; but this may be merely part of the impression of the general worsening of things, familiar after middle life to every one’s experience, from the beginning of recorded time. If something not so literary is meant by scholarship, if a study of finance, of economics, of international affairs is in question, it seems to go on rather more to their own satisfaction than that of their critics. But without being always very proud of the result, and without professing to know the facts very profoundly, one may still suspect that under an outside by no means academic there is a process of thinking in our statesmen which is not so loose, not so unscientific, and not even so unscholarly as it might be supposed. It is not the effect of specific training, and yet it is the effect of training. I do not find that the matters dealt with are anywhere in the world intrusted to experts; and in this sense scholarship has not been called to the aid of our legislation or administration; but still I should not like to say that none of our politicians were scholars. That would be offensive, and it might not be true. In fact, I can think of several whom I should be tempted to call scholars if I were not just here recalled to a sense of my purpose not to deal quite frankly with this inquiry.” William Dean Howells, Literature & Life; “Some Anomalies of the Short Story,” “American Literature in Exile,” “Politics of American Authors

Numero Dos“A few years ago, in an otherwise dreary and better forgotten number of Horizon devoted to a louse-up of life in the United States, I read with great excitement an episode from Invisible Man.  It described a free-for-all of blindfolded Negro boys at a stag party of the leading citizens of a small Southern town.  Before being blindfolded the boys are made to stare at a naked white woman; then they are herded into the ring, and, after the battle royal, one of the fighters, his mouth full of blood, is called upon to give his high school valedictorian’s address.  As he stands under the lights of the noisy room, the citizens rib him and make him repeat himself; an accidental reference to equality nearly ruins him, but everything ends well and he receives a handsome briefcase containing a scholarship to a Negro college.This episode, I thought, might well be the high point of an excellent novel.  It has turned out to be not the high point but rather one of the many peaks of a book of the very first order, a superb book.  The valedictorian is himself Invisible Man.  He adores the college but is thrown out before long by its president, Dr. Bledsoe, a great educator and leader of his race, for permitting a white visitor to visit the wrong places in the vicinity.  Bearing what he believes to be a letter of recommendation from Dr. Bledsoe he cornes to New York.  The letter actually warns prospective employers against him.  He is recruited by white radicals and becomes a Negro leader, and in the radical movement he learns eventually that throughout his entire life his relations with other men have been schematic; neither with Negroes nor with whites has he ever been visible, real.  I think that in reading the Horizon excerpt I may have underestimated Mr. Ellison’s ambition and power for the following very good reason, that one is accustomed to expect excellent novels about boys, but a modern novel about men is exceedingly rare.  For this enormously complex and difficult American experience of ours very few people are willing to make themselves morally and intellectually responsible.  Consequently, maturity is hard to find.

It is commonly felt that there is no strength to match the strength of those powers which attack and cripple modern mankind. And this feeling is, for the reader of modern fiction, all too often confirmed when he approaches a new book. He is prepared, skeptically, to find what he has found before, namely, that family and class, university, fashion, the giants of publicity and manufacture, have had a larger share in the creation of someone called a writer than truth or imaginationthat Bendix and Studebaker and the nylon division of Du Pont, and the University of Chicago, or Columbia or Harvard or Kenyon College, have once more proved mightier than the single soul of an individual; to find that one more lightly manned position has been taken. But what a great thing it is when a brilliant individual victory occurs, like Mr. Ellison’s, proving that a truly heroic quality can exist among our contemporaries. People too thoroughly determined and our institutions by their size and force too thoroughly determinecan’t approach this quality. That can only be done by those who resist the heavy influences and make their own synthesis out of the vast mass of phenomena, the seething, swarming body of appearances, facts, and details. From this harassment and threatened dissolution by details, a writer tries to rescue what is important. Even when he is most bitter, he makes by his tone a declaration of values and he says, in effect: There is something nevertheless that a man may hope to be. This tone, in the best pages of Invisible Man, those pages, for instance, in which an incestuous Negro farmer tells his tale to a white New England philanthropist, comes through very powerfully; it is tragi-comic, poetic, the tone of the very strongest sort of creative intelligence. In a time of specialized intelligences, modern imaginative writers make the effort to maintain themselves as unspecialists, and their quest is for a true middle-of-consciousness for everyone. What language is it that we can all speak, and what is it that we can all recognize, burn at, weep over, what is the stature we can without exaggeration claim for ourselves; what is the main address of consciousness?

I was keenly aware, as I read this book, of a very significant kind of independence in the writing. For there is a way for Negro novelists to go at their problems, just as there are Jewish or Italian ways. Mr. Ellison has not adopted a minority tone. If he had done so, he would have failed to establish a true middle-of-consciousness for everyone.

Negro Harlem is at once primitive and sophisticated; it exhibits the extremes of instinct and civilization as few other American communities do. If a writer dwells on the peculiarity of this, he ends with an exotic effect. And Mr. Ellison is not exotic. For him this balance of instinct and culture or civilization is not a Harlem matter; it is the matter, German, French, Russian, American, universal, a matter very little understood. It is thought that Negroes and other minority people, kept under in the great status battle, are in the instinct cellar of dark enjoyment. This imagined enjoyment provokes envious rage and murder; and then it is a large portion of human nature itself which becomes the fugitive murderously pursued. In our society ManHimselfis idolized and publicly worshipped, but the single individual must hide himself underground and try to save his desires, his thoughts, his soul, in invisibility. He must return to himself, learning self-acceptance and rejecting all that threatens to deprive him of his manhood.

This is what I make of Invisble Man. It is not by any means faultless; I don’t think the hero’s experiences in the Communist party are as original in conception as other parts of the book, and his love affair with a white woman is all too brief, but it is an immensely moving novel and it has greatness.

So many hands have been busy at the interment of the novelthe hand of Paul Valery, the hands of the editors of literary magazines, of scholars who decide when genres come and go, the hands of innumerable pip-squeaks as wellthat I cant help feeling elated when a resurrection occurs. People read history and then seem to feel that everything has to CODclude in their own time. We have read history, and therefore history is over, they appear to say. Really, all that such critics have the right to say is that fine novels are few and far between; That’s perfectly true. But then fine anythings are few and far between. If these Critics wanted to be extremely truthful, they’d say they were bored. Boredom, of course, like any rnighty force, you must respect. There is something terribly impressive about the boredom of a man like Valery who could no longer bear to read that the carriage had come for the duchess at four in the afternoon. And certainly there are some notably boring things to which we owe admiration of a sort.

Not all the gravediggers of the novel have such distinction as Valery’s, however. Hardly. And it’s difficult to think of them as rising dazzled from a volume of Stendhal, exclaiming God! and then with angry determination seizing their shovels to go and heap more clods on the coffin. No, theirs unfortunately isn’t often the disappointment of spirits formed under the influence of the masters. They make you wonder how, indeed, they would be satisfied. A recent contributor to _Partisan Review_, for instance, complains that modern fiction does not keep pace with his swift-wheeling modern consciousness which apparently leaves the photon far behind in its speed. He names a few really modern writers of fiction, their work unfortunately still unpublished, and makes a patronizing reference to Invisible Man: almost, but not quite, the real thing, it is raw and “overambitious.” And the editors of __Partisan Review_ who have published so much of this modern fiction that their contributor attacks, what do they think of this? They do not say what they think; neither of this piece nor of another lulu on the same subject and in the same issue by John Aldridge. Mr. Aldridge writes: There are only two cultural pockets left in America; and they are the Deep South and that area of northeastern United States whose moral capital is Boston, Massachusetts. This is to say that these are the only places where there are any manners. In all other parts of the country people live in a kind of vastly standardized cultural prairie, a sort of infinite Middle West, and that means that they don’t really live and they don’t really do anything.

Most Americans thus are Invisible.  Can we wonder at thc cruelty of dictators when even a literary critic, without turning a hair. announces the death of a hundred rnillion people?  Let us suppose that the novel is, as they say, played out.  Let us only suppose it, for I don’t believe it.   But what if it is so?  Will such tasks as Mr. Ellison has set himself no more be performed?   Nonsense.  New means, when new means are necessary, will be found.  To find them is easier than to suit the disappointed consciousness and to penetrate the thick walls of boredom within which life lies dying.”  Saul Bellow, “‘Man Underground:’ A Review of Ralph Ellison’s Invisible Man;” Commentary, June, 1952

Numero Tres“[prolonged applause] Thank you very much.  Thank you.  When I came in, and looked around, I saw groups of people related to this afternoon’s events, most of them looking somewhat older than myself … [laughter] … all smoking! I mean, I never saw so many cigarettes in my life!  And I was thinking, you know […] when you’d have generations of future anti-fascists [??] set a better example!  As a footnote I would like to tell you that I, selfishly, would like to see each and every one of you, live for another hundred years! [applause]I’ve had occasion to say this before, and I’ll make it very brief, as I say it again. As a young boy growing up in the streets of Harlem in the United States, the idea that fascism should be everyone’s concern, and should be confronted vigorously, came to me very early on.

Central to that understanding was the heroism, and the bravery expressed, by the thousands of men and women all over the world who volunteered to be in the International Brigades to fight against fascism on the European continent.

They have been compared, on such excursions, as romantic adventurers. Certainly, to those of us who were profoundly affected by that contribution, there was no romance to it, although there was great adventure.

There was something almost __ more profound. It was a truth that engulfed the universe. It said that fascism anywhere is a threat to people everywhere. [applause]

And I, much to the consternation of many of my fellow servicemen, I, at the age of 17, volunteered to fight in the Second World War. I joined the United States Navy knowing fully well that what I was doing was only enhancing and carrying forth the mandate that had been given by those who had fought in Spain. (applause]. When I came out of the war .. I was mustered out of the service . . and thought that being an artist would be my calling . . . or the calling to be an artist was my thought . . [laughter].

It is interesting to me that I should have been blessed in those early years of decision-making by having been embraced by a man who had a profound effect on my life . . . Paul Robeson. [long applause] And it was from Paul that I learned [singing]: “Viva la Quince Brigada, Rumbala, rumbala, rum-ba-la.” And it was from Paul that I learned [singing]: “Los Quatros Generalos.”

And it was from Paul that I learned that the purpose of art is not just to show life as it is, but to show life as it should be. And that if art were put into the service of the human family, it could only enhance their betterment.

Paul said to me, he said, ‘Harry, get them to sing your song, and they will want to know who you are. And if they want to know who you are, you’ve gained the first step in bringing truth and bringing insight that might help people get through this rather difficult world.’

Shortly before he died, I visited him in Philadelphia. He was living at his sister’s. And I looked at this giant of a man who was, quiet frail in body, but still strong in spirit. And through all that had engulfed him — McCarthyism, the difficult times that he faced in this country because of his beliefs, because of his resistance to oppression — I looked at him, and I said, ‘Paul, I must know. Was all that you have gone through, really worth it? Considering the platform you had gained, and how easy life could have been for you, was it worth it?’ And he said, `Harry, make no mistake: there is no aspect of what I have done that wasn’t worth it. Although we may not have achieved all the victories we set for ourselves — may not have achieved all the victories and all the goals we set for ourselves, beyond the victory itself, infinitely more important, was the journey.’

To the men and the women [applause]…to the men and women whom I’ve met along the way, Paul made the difference. Paul’s strong center, his strength, and his power, and his gift, was the fact that he stood, in Spain, with the Lincoln Brigade, and sang in Madrid, at the height of the war in Spain.

That valor, and the valor of all the men and women who fought there, lives on.  I’ve been to Rwanda.  I’ve been to Zaire.  I’ve been to South Africa.  I’ve been to many places in the world.  Wherever I see the resistance to tyranny, the resistance to oppression, I know that a banner is being carried forth, and will be waved high…the banner waved by the predecessors who fought in the International Brigade against fascism.  There is nowhere in the world I go, where I see people resisting oppression, that I am not led to understand and believe, and know, that the standard was set for all of us by the Volunteers and what they did to bring to the world the bigger picture about where we were headed in the 20th Century.

I appreciate the invitation that was extended to me to be here, not just so much to make you feel good about yourselves, but to make me once again have the privilege of moving among you and feeling good to myself.

Thank you — and long live the Brigade and what it stands for — and long live each and every one of you — and give up smoking!

[Turning back to the audience as he exits to long applause]: Fidel Castro gave it up, you can give it up!…” Harry Belafonte, Remarks to Lincoln Brigade survivors and supporters about Paul Robeson; 1997

cropped-diego-rivera-12 art

“‘O, yes,

I say it plain,

America never was America to me,

And yet I swear this oath —

America will be!”

— Langston Hughes, “Let America Be America Again”

What old men know is that everything can change.  Langston Hughes wrote these lines when I was 8 years old, in the very different America of 1935.

It was an America where the life of a black person didn’t count for much.   Where women were still second-class citizens, where Jews and other ethnic whites were looked on with suspicion, and immigrants were kept out almost completely unless they came from certain approved countries in Northern Europe.  Where gay people dared not speak the name of their love, and where ‘passing’ — as white, as a WASP, as heterosexual, as something, anything else that fit in with what America was supposed to be — was a commonplace, with all of the self-abasement and the shame that entailed.

It was an America still ruled, at its base, by violence. Where lynchings, and especially the threat of lynchings, were used to keep minorities away from the ballot box and in their place. Where companies amassed arsenals of weapons for goons to use against their own employees and recruited the police and National Guardsmen to help them if these private corporate armies proved insufficient. Where destitute veterans of World War I were driven from the streets of Washington with tear gas and bayonets, after they went to our nation’s capital to ask for the money they were owed.

Much of that was how America had always been. We changed it, many of us, through some of the proudest struggles of our history. It wasn’t easy, and sometimes it wasn’t pretty, but we did it, together. We won voting rights for all. We ended Jim Crow, and we pushed open the Golden Door again to welcome immigrants. We achieved full rights for women, and fought to let people of all genders and sexual orientations stand in the light. And if we have not yet created the America that Langston Hughes swore will be — “The land that never has been yet” — if there is still much to be done, at least we have advanced our standards of humanity, hope and decency to places where many people never thought we could reach.

What old men know, too, is that all that is gained can be lost. Lost just as the liberation that the Civil War and Emancipation brought was squandered after Reconstruction, by a white America grown morally weary, or bent on revenge. Lost as the gains of our labor unions have been for decades now, pushed back until so many of us stand alone in the workplace, before unfettered corporate power. Lost as the vote is being lost by legislative chicanery. Lost as so many powerful interests would have us lose the benefits of the social welfare state, privatize Social Security, and annihilate Obamacare altogether.

If he wins this Tuesday, Donald J. Trump would be, at 70, the oldest president ever elected. But there is much about Mr. Trump that is always young, and not in a good way. There is something permanently feckless and immature in the man. It can be seen in how he mangles virtually the same words that Langston Hughes used.

When Hughes writes, in the first two lines of his poem, “Let America be America again/ Let it be the dream it used to be,” he acknowledges that America is primarily a dream, a hope, an aspiration, that may never be fully attainable, but that spurs us to be better, to be larger. He follows this with the repeated counterpoint, “America never was America to me,” and through the rest of this remarkable poem he alternates between the oppressed and the wronged of America, and the great dreams that they have for their country, that can never be extinguished.

Mr. Trump, who is not a poet, either in his late-night tweets or on the speaker’s stump, sees American greatness as some heavy, dead thing that we must reacquire.  Like a bar of gold, perhaps, or a bank vault, or one of the lifeless, anonymous buildings he loves to put up.  It is a simplistic notion, reducing all the complexity of the American experience to a vague greatness, and his prescription for the future is just as undefined, a promise that we will return to ‘winning’ without ever spelling out what we will win — save for the exclusion of ‘others,’ the reduction of women to sexual tally points, the re-closeting of so many of us.

With his simple, mean, boy’s heart, Mr. Trump wants us to follow him blind into a restoration that is not possible and could not be endured if it were.  Many of his followers acknowledge that (‘He may get us all killed’) but want to have someone in the White House who will really ‘blow things up.’

What old men know is that things blown up — customs, folkways, social compacts, human bodies — cannot so easily be put right.  What Langston Hughes so yearned for when he asked that America be America again was the realization of an age-old people’s struggle, not the vaporous fantasies of a petty tyrant.  Mr. Trump asks us what we have to lose, and we must answer, only the dream, only everything.”  Harry Belafonte, “What Do We Have to Lose? Everything;” New York Times Opinion-Editorial, 2016